Of course there is much more to this work than mere fantasy escapism. J.R.R. Tolkien wrote his epic -- including its prequel, "The Hobbit" -- during the dark middle decades of the 20th century, a time when modernity appeared to have failed in one spectacle of technologically amplified bloodshed after another.
LOTR clearly reflected this era. Only, in contrast to the real world, Tolkien's portrayal of "good" resisting a darkly threatening "evil" offered something sadly lacking in the real struggles against Nazi or Communist tyrannies -- a role for individual champions. His elves and hobbits and über-human warriors performed the same role that Lancelot and Merlin and Odysseus did in older fables, and that superheroes still do in comic books. Through doughty Frodo, noble Aragorn and the ethereal Galadriel, he proclaimed the paramount importance -- above nations and civilizations -- of the indomitable Romantic hero.
Millions of people who live in a time of genuine miracles -- in which the great-grandchildren of illiterate peasants may routinely fly through the sky, roam the Internet, view far-off worlds and elect their own leaders -- slip into delighted wonder at the notion of a wizard hitchhiking a ride from an eagle. Many even find themselves yearning for a society of towering lords and loyal, kowtowing vassals.
Wouldn't life seem richer, finer if we still had kings? If the guardians of wisdom kept their wonders locked up in high wizard towers, instead of rushing onto PBS the way our unseemly "scientists" do today? Weren't miracles more exciting when they were doled out by a precious few, instead of being commercialized, bottled and marketed to the masses for $1.95?
Putting aside cultural superficialities, on every continent society quickly shaped itself into a pyramid with a few well-armed bullies at the top -- accompanied by some fast-talking guys with painted faces or spangled cloaks, who curried favor by weaving stories to explain why the bullies should remain on top.
Only something exceptional started happening. Bit by bit, the elements began taking shape for a new social and intellectual movement, one finally capable of challenging the alliance of warrior lords, priests, bards and secretive magicians.
In this conflict, J.R.R. Tolkien stood firmly for the past. Calling the scientific worldview "soul-less," he joined Keats and Shelley, Sir Walter Scott, Henry James and many European-trained philosophers in spurning the modern emphasis on pragmatic experimentation, production, universal literacy, progress, cooperative enterprise, democracy, city life and flattened social orders.
In contrast to these "sterile" pursuits, Romantics extolled the traditional, the personal, the particular, the subjective, the rural, the hierarchical and the metaphorical.
By the turn of the century, Romanticism was fast losing all vestige of its initial empathy for the concerns of common folk. One solitary artist -- or entertainer or lost prince or angry poet -- loomed larger in importance, by far, than a thousand craft workers, teachers or engineers (a value system shared today by the mythic engine of Hollywood). Just as in Homer's time, 10,000 foot soldiers mattered less than Achilles' heel.
This fits the very plot of "Lord of the Rings," in which the good guys strive to preserve and restore as much as they can of an older, graceful and "natural" hierarchy, against the disturbing, quasi-industrial and vaguely technological ambience of Mordor, with its smokestack imagery and manufactured power rings that can be used by anybody, not just an elite few. (Recall the scene where Saruman turns away from the "good" side and immediately starts ripping up trees, replacing them with mining pits and smoky forges. The anti-industrial imagery could not be more explicit.)
Consider the rings. Those man-made wonders are deemed cursed, damning anyone who dares to use them, especially those nine normal humans who tried to rise up, using tools to equalize and then usurp the rightful powers of their betters -- the High Elves.
The nine Ringwraiths aren't just evil henchmen and cardboard monsters. In my opinion, they are among the most important figures of the epic. Tolkien himself calls them tragic figures and dwells on their background. These fallen mortals -- men who were hauled into service to the "dark side" -- can be looked upon as cautionary figures, conveying the universal lesson that "power corrupts."
On that much we can all agree. But I think there's more to the Ringwraiths. To me, they distill the classical Greek notion of hubris -- a concept that Romantics often embrace -- the idea that pain and damnation await any mortal whose ambition aims too high. Don't try putting on the trappings or emblems or powers that rightfully belong to your betters. Above all, don't try to decipher and redistribute mysteries. In other words, exactly the same morality tale preached in "Star Wars." Romanticism has come full circle, now unctuously praising the very same lords -- the über-men -- that it started out bravely opposing.
Were any orcs or "dark men" offered coalition positions in King Aragorn's cabinet, at the end of the War of the Ring? Was Mordor given a benign Marshall Plan? I think not.
In fact, J.R.R. Tolkien was himself far more critical of the situation portrayed in his universe than any but a few of his myriad readers ever chose to notice. Certainly more self-critical than most of his contemporary readers or those watching the new film trilogy.
In several places, Tolkien openly stated his authorial judgment that the elves who made the Three Rings were ultimately to blame, having set the stage for tragedy in Middle Earth. They made their own rings (preceding Sauron's One Ring) in order to control the world, stopping time and preventing change, forbidding anything to die and decay and thus blocking the potential for new growth. In an oft-quoted letter, Tolkien wrote:
"They wanted to have their cake and eat it: to live in the mortal historical Middle Earth because they had become fond of it ... and so tried to stop its change and history, stop its growth, keep it as a pleasaunce." There are moments scattered throughout LOTR when Tolkien seems to be warning that Romanticism can lead one down the road to genocide. He was disturbed to see the Nazis, for example, embrace many of the same Nordic mythic stories and symbols that he used as source material.
In other books, like "The Silmarillion," Tolkien went deeper into this self-exploration, even going so far as to cast an analytical eye upon the elvish hierarchs of Middle Earth, in much the same way that Isaac Asimov reevaluated his Second Foundation and the meddlesome-patronizing robots of his famed science fictional universe. (This is the kind of self-examination the "Star Wars" cosmos desperately needs, alas, while there's still time.)
Indeed, many academics have cited the obvious parallel between the retreat of the High Elves in LOTR -- who abandon Middle Earth to return "west across the sea" -- and the dissolution of the British Empire that began with the emancipation of India about the same time that Tolkien was writing his epic. In fairness, J.R.R.T. did not rail against this change: He saw it as regrettable but inevitable -- like the end of his mythical Third Age, an approaching time of iron, when aloofly noble figures like Elrond and Galadriel must go back whence they came.
But those self-critiques never had the widespread readership or influence of the original LOTR. And ultimately, Tolkien could never bring himself to cross the gap that another Oxbridge don was writing about at roughly the same time -- the infamous "two cultures" gulf that C.P. Snow mapped between the world of science and the world of the arts.
Try as he might, and even confronted with the blatant Romantic excesses of Nazism, Tolkien could not escape his own deep conviction that democratic enlightenment and modernity made up the greater evil. That hated trend, he feared, would ruin all the beauty that he found in tradition. In aristocratic-mystical hierarchies. In the ways of the past.
The urge to crush some demonized enemy resonates deeply within us, dating from ages far earlier than feudalism. Hence, the vicarious thrill we feel over the slaughter of orc foot soldiers at Helm's Deep. Then again as Ents flatten even more goblin grunts at Saruman's citadel, taking no prisoners, never sparing a thought for all the orphaned orclings and grieving widorcs. And again at Minas Tirith, and again at the Gondor Docks and again ... Well, they're only orcs, after all.
Lev Grossman made a similar point in a recent Time Magazine article, when he asked, "Where are the women? Peter Jackson filled out Liv Tyler's role for the movies (it's much less prominent in Tolkien's version), but the Fellowship is still as much a boys' club as Augusta National."
Let's not ignore but instead openly acknowledge the underlying racism and belief in aristocracy that J.R.R. Tolkien wove into the books, without even much attempt at subtlety. Nor do I much blame him. He couldn't help it, coming from the imperialist and class-ridden culture that raised him.
Moreover, the characters whom the reader comes to know best -- Frodo, Sam and even the king-in-waiting, Aragorn -- are themselves not very snooty or racist. Aragorn has an easygoing, common touch -- much like Luke Skywalker, the only unpatronizing Jedi. The snootiest and most relentlessly aristocratic characters in LOTR stand off in the wings -- for example, the preachy, secretive and patronizing elf-lords Elrond and Galadriel, coaxing maximum effort from their allies while letting others do the fighting for them. (I'd point out endless parallels with a fellow named Yoda, but that would stir up too many hornets at once!)
Obsession with either past or future can almost define a civilization. Worldwide, most cultures believed in some lost golden age when people knew more, mused loftier thoughts and were closer to the gods -- but then fell from grace. Under this dour but recurrent worldview, men and women of a later, coarser era can only look back with envy, hearkening to remnants of ancient wisdom. Recognize this motif? It drenches every page of "Lord of the Rings." It is the old classic, the eternal verity -- the worst of all human clichés.
Only a few societies ever dared to contradict this dogma of nostalgia. Our own scientific West, with its impudent notion of progress, brashly relocated any "golden age" to the future, something we might work toward, a human construct for our grandchildren to achieve with craft, sweat and good will.My point? Well, LOTR is obviously an account written after the Ring War ended, long ago. Right? An account created by the victors.
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